Compliance Monitoring Officer

Purpose of the Job

As Compliance Monitoring Officer, you will become part of a European cross locations Compliance Monitoring & Surveillance team of 10, currently operating in Luxembourg, Munich, Amsterdam and Brussels. The Compliance Monitoring team is responsible for the Compliance Monitoring Program in topics such as Investor Protection (Mifid), Market Abuse, Conflicts of interests, Special investigations (whistleblowers/ fraud) and other ethics topics. The team is a mix of age and background.

Key Accountabilities

In this role you will conduct independent monitoring control, prepare reports, discuss the outcomes with stakeholders (local leaders) and make recommendations for improvements

Your sharply written conclusions will become integrated in reports to country management and group board. 

The Compliance Monitoring & Surveillance team operates within the larger Group Compliance function (second line of defense) focusing on topics such as Anti Money Laundering, Compliance Advisory and Training. The Compliance function operates within “the matrix” and is thus fully independent from the business.  
 

Knowledge and Experience

• Bachelor or Masters degree.
• First experience in audit or compliance or risk management.
• Familiar with control processes, reporting to stakeholders and follow up monitoring.
• Curious, bold and convincing personality. Strict when needed.
• Delivers as agreed.
• Eager to further develop skills as Compliance officer. 
• Knowledge of or eager to develop relevant European, Luxembourg and local regulation knowledge. 

Languages Skills

Fluent in English. Dutch and or French are preferred